User Guide

Compliance

Overview

Prerequisite

Ensure your Controller Wallet is active by validating its address in the upper right of the screen before following any steps.

Compliance Workflow

Create a Role

A Role is a defined set of rights (methods) that are available for a particular entity within the System; for example, depending on the use case, a Role could be an individual or an entity within an organization.

To create a new Role:

1
Go to Compliance
From the left-hand menu bar, select Compliance.
2
Select Roles
3

Search

Compliance

Overview

Prerequisite

Compliance Workflow

Create a Role

Go to Compliance

Select Roles

On the right side panel, click on "Create Role"

Populate the Role Name, Controller wallet and Description

Add Role to a Role Context

Go to Compliance

Select Role Context

Select the Role Context to which you want to add a Role

Select Add Role

Select the Role you want to add to this Role Context

Click Submit

Assign a Role to a Wallet

Go to Compliance

Select Role Context. All the Roles that you have linked to that Role Context will appear in the panel on the right.

Select the Role that you want to assign the wallet to; for example, "Transfer Agent."

Select Add Wallet. In the pop-up dialogue box, add the wallet address of the Role that you want to assign the wallet to.

Click Submit.

Confirm the operation

Create a Role Context

Go to Compliance

Select Role Context

From the creating Role Context dialogue box, populate the name for the Role; for example, "Transfer Agent."

Designate the Owner Wallet for the role context.

Select Create Context.

Add Role Context to a Token

Prerequisite:

From the left-hand menu bar, select Tokenization.

From the list of available tokens, select the token to which you want to add a Role Content.

On the right panel, select the Roles & Permission tab.

Click on Add Context.

A list of all available Role Contexts displays. Click on the selector icon for the Role Context you wish to add.

Click on Submit.

Confirm the operation

Remove Role Context from a Token

Prerequisite:

From the left-hand menu bar, select Tokenization.

From the list of available tokens, select a Token with a linked Role Context.

On the right-hand panel, select the Roles & Permissions tab.

Select the Role Context to remove, then click the Trash icon next to that Context.

Confirm you action in the dialog window.

Confirm the operation

Role Functions / Permissions Setup

From the left-hand menu bar, select Tokenization.

From the list of available tokens, select the token whose permission you want to modify.

In the right hand panel, select the Roles & Permissions tab.

In the Override column, use the Select Role dropdown to modify the permissions for the Roles associated with the token.

Confirm the operation

Create an Allow List

Go to Compliance

Select Allow List.

Click Create Allow List.

In the Create Allow List dialogue box, name your Allow List.

Click Create Context.

Confirm the operation

Create a Master Allow List

Go to Compliance

Select Master Allow List

Click on Create Master Allow List

In the Create Master Allow List dialogue box, name your Allow List

Click on Create Compliance

Confirm the operation

Add Allow Lists to a Master Allow List

Go to Compliance

Select Master Allow List that you want to add an Allow List

Select Add Allow List from the panel on the right

In the Add Allow List dialogue box:

Click Submit

Confirm the operation

Add a Wallet to an Allow List

Go to Compliance

Select Allow List

Select the Allow List that you wish to add a wallet

On the right hand panel, select the Wallets tab

Add the wallet address in the input field and click on Add Wallet